Wednesday, July 1, 2020

FINRA Fines Renegades CEO for Unauthorized Soliciting of Investments

Last week, Christopher Michael Roumayeh, the CEO of esports organization Renegades, who previously was a Financial Industry Regulatory Authority (FINRA) registered broker at investment management firm Merrill Lynch, was fined $15K USD and suspended for 21 months from association with any FINRA member in any capacity, as a result of engaging in unauthorized outside business […]